https://ad.doubleclick.net/ddm/clk/628601142;435308584;f?https://www.capitalonecareers.com/tech?source=rd_builtin_job_posting_tm&utm_source=builtin.com&utm_medium=job_posting&utm_campaign=Tech&utm_content=niche_site&utm_term=435308584&ss=paid
The Principal Risk Specialist will assess, monitor, and mitigate risks, conduct controls testing, and manage audits. They will liaise with auditors and perform risk reviews.
Alabang (96050), Philippines, Muntinlupa City, National Capital Region (Manila)
Principal Risk Specialist (Control Testing)
Summary:• To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One's internal controls and policies
General Responsibilities:• Performance of First Line of Defense Assessments• Conducts periodic controls testing• Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self- Assessment• Leads local site audit management• Liaises with internal and external auditors to facilitate audit requirements• Risk and Remediation Monitoring• Inputs risk issues and events in GRC• Identifies potential risk issues and events and reports appropriate ticket for resolution• Participates in the analysis and resolution of risk issues and controls• Conducts local site audit remediation• Maintains inventory of identified risks, controls, and remediation completion• Site Risk Management• Partners and liaises with Risk counterparts and the management team in implementing sustainable policies and compliance control programs• Ensures site awareness of risk management, including but not limited to the following activities:• Provides training and assistance to Risk points-of-contact (POCs) and other employees on control procedures• Performs periodic testing, control awareness discussions, distribution of control tools (eg. findings database)• Cascades respective risk policies and standards relevant to each function• Prepares materials for monthly Risk Committee Review meeting• May be assigned / rotated across related sub-functions including but not limited to sub-functions within Shared Services• Other job-related duties that may be assigned from time to time
Basic Qualifications:• Educational Background: Business graduate, preferably with Accounting units• Professional Experience: 3-5 years' experience in managing risk and internal controls in Financial industry; Certified internal Auditor• Skills Required:• Understanding of operational risk management framework and techniques;• Strong analytical skills to understand risk processes and identify appropriate controls;• Effective communication skills to present, negotiate, and influence• Sound judgment in recommending and implementing resolutions
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [email protected] . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Principal Risk Specialist (Control Testing)
Summary:• To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One's internal controls and policies
General Responsibilities:• Performance of First Line of Defense Assessments• Conducts periodic controls testing• Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self- Assessment• Leads local site audit management• Liaises with internal and external auditors to facilitate audit requirements• Risk and Remediation Monitoring• Inputs risk issues and events in GRC• Identifies potential risk issues and events and reports appropriate ticket for resolution• Participates in the analysis and resolution of risk issues and controls• Conducts local site audit remediation• Maintains inventory of identified risks, controls, and remediation completion• Site Risk Management• Partners and liaises with Risk counterparts and the management team in implementing sustainable policies and compliance control programs• Ensures site awareness of risk management, including but not limited to the following activities:• Provides training and assistance to Risk points-of-contact (POCs) and other employees on control procedures• Performs periodic testing, control awareness discussions, distribution of control tools (eg. findings database)• Cascades respective risk policies and standards relevant to each function• Prepares materials for monthly Risk Committee Review meeting• May be assigned / rotated across related sub-functions including but not limited to sub-functions within Shared Services• Other job-related duties that may be assigned from time to time
Basic Qualifications:• Educational Background: Business graduate, preferably with Accounting units• Professional Experience: 3-5 years' experience in managing risk and internal controls in Financial industry; Certified internal Auditor• Skills Required:• Understanding of operational risk management framework and techniques;• Strong analytical skills to understand risk processes and identify appropriate controls;• Effective communication skills to present, negotiate, and influence• Sound judgment in recommending and implementing resolutions
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [email protected] . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Top Skills
Grc
Risk Management Frameworks
Similar Jobs at Capital One
Fintech • Machine Learning • Payments • Software • Financial Services
Assist the Principal HR Specialist by managing Associate Relations, supervising HR Coordinators, and handling inquiries, documentation, and audits in the HR area.
Top Skills:
Google WorkspaceSalesforce
Fintech • Machine Learning • Payments • Software • Financial Services
Supervise a call center team, improve performance, manage risks, uphold company values, and ensure operational efficiency through collaboration and coaching.
Top Skills:
Google SuiteMS Office
Fintech • Machine Learning • Payments • Software • Financial Services
Manage Capital One's Operations sub-function, focusing on operational performance, process improvement, team development, and organizational collaboration.
Top Skills:
Google SuiteMicrosoft Programs
What you need to know about the Sydney Tech Scene
From opera to comedy shows, the Sydney Opera House hosts more than 1,600 performances a year, yet its entertainment sector isn't the only one taking center stage. The city's tech sector has earned a reputation as one of the fastest-growing in the region. More specifically, its IT sector stands out as the country's third-largest, growing at twice the rate of overall employment in the past decade as businesses continue to digitize their operations to stay competitive.
