Senior Compliance Consultant

Location: Melbourne & Sydney (Hybrid)

In this position, you’ll be based in office for a minimum of three days a week, with the flexibility to work from home for some of your working week. Find out more about our flexible work culture at computershare.com/flex.

We give you a world of potential

We have an exciting opportunity for a Senior Compliance Consultant to join our team. In this role, you will be focused on maintaining a robust compliance framework, analyzing regulatory change, providing advice and regularly monitoring the adequacy and effectiveness of the measures and procedures that CPU ANZ has in place.

Why is this role exciting? Well, there are a few things that make this role stand out:  

• Working collaboratively with other Compliance, Risk and first line of defence colleagues in ANZ.
• Overseeing to support continuous improvement of the Compliance Risk Framework and project activity related to the role. 

A role you will love

In this role you are responsible for operating primarily at a local (ANZ) level but also involves some collaborative work with Compliance teams across the globe in support of compliance frameworks and reporting activities. All work must be undertaken within agreed timeframes and to a high level of accuracy. You are also expected to work collaboratively with other Compliance, Risk and first line of defence colleagues in ANZ and overseas to support continuous improvement of the Compliance Risk Framework and project activity related to the role.

Some key responsibilities: 

• Overseeing and ensuring compliance with federal, state, and local regulations, as well as industry standards. Examples include Privacy, AML, AFSL, ASX/NSX Operating frameworks 
• Identifying, assessing, and mitigating compliance risks within the organization. 
• Creating and updating compliance policies and procedures to align with regulatory changes and business needs. 
• Conducting training sessions for employees to promote awareness and understanding of compliance requirements. 
• Implementing monitoring programs to ensure ongoing compliance and preparing reports for senior management and regulatory bodies. 
• Providing expert advice to various business units on compliance-related matters and supporting them in implementing compliant practices. 
• Providing support in the handling of external client issues and regulatory inquiries
• Ability to build and maintain relationships with internal and external stakeholders
• Collaborating with various stakeholders, such as legal teams, regulators, and auditors, is crucial for successful compliance management.

What will you bring to the role?

• Extensive experience within a financial services role, ideally with a compliance and / or reporting background, for an ASIC or APRA regulated firm.
• Strong understanding of relevant laws, regulations, and industry standards along with in depth knowledge of local regulatory environments.
• Excellent analytical and problem-solving abilities
• Bachelor’s degree in Law, Finance, Business, or a related field

Rewards designed for you   

Flexible work to help you find the best balance between work and lifestyle. 

Health and wellbeing rewards that can be tailored to support you and your family. 

Invest in our business by setting aside salary to purchase shares in our company, and you’ll receive a company contribution as well.   

Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future. 

And more. Ours is a welcoming and close-knit community, with experienced colleagues ready to help you grow. Our careers hub will help you find out more about our rewards and life at Computershare, visit computershare.com/careershub.