Location: Sydney, Australia
Business: State Street Investment Management (State Street IM)
Who we are looking forState Street Investment Management is seeking an Assistant Vice President, Compliance Analyst to provide compliance advisory and oversight support as part of the second line of defense for State Street Global Advisors, Australia, Limited.
This role supports the local business across retail and wholesale listed and unlisted Managed Investment Schemes and institutional mandates, working closely with Business, Legal, Risk, and regional/global Compliance teams to ensure adherence to Australian regulatory requirements and State Street IM global policies.
The role operates within a small local compliance team, with strong connectivity to APAC and global Compliance functions, and reports to the Head of Compliance, APAC.
Compliance plays a critical role in maintaining State Street IM’s fiduciary obligations, regulatory standing, and sustainable growth in Australia. This position ensures local regulatory requirements are met while enabling business initiatives, product distribution, and client engagement in a controlled and compliant manner.
What you will be responsible forCompliance Advisory & Business Enablement:
- Provide day-to-day compliance advisory support to local management and business teams
- Support new business initiatives, product launches, and changes
- Review marketing and advertising materials prior to release
Compliance Oversight & Controls:
- Execute and maintain the Compliance Oversight Program
- Advise on control design and effectiveness
- Maintain compliance registers
Regulatory Engagement & Governance:
- Support regulatory interactions and filings with ASIC
- Monitor and implement regulatory change initiatives
- Contribute to compliance policies and procedures
Training, Projects & Regional Collaboration:
- Deliver or support compliance training
- Participate in regional and global compliance initiatives
- Strong analytical and problem-solving skills
- Sound judgment and pragmatic mindset
- Ability to work independently and collaboratively
- Clear written and verbal communication skills
- Ability to manage competing priorities
- University degree in Law, Finance, Accounting, Business Administration or related discipline
- 5–7 years’ experience in compliance or regulatory roles
- Knowledge of Australian regulatory requirements for asset managers
- Experience reviewing marketing materials in accordance with ASIC requirements
- Proficiency in Microsoft Office, technology and AI applications
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
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