Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Role Overview
The Operational Risk Manager will play a crucial role in managing and mitigating risks within our organization. You will be responsible for liaising with line two compliance to design effective controls and procedures to align with internal policies, and to review the ongoing effectiveness of the line one operational risk framework. Working closely with all line one functions, you will identify potential risks, and design and implement effective risk control measures. This role requires a deep understanding of financial markets, trading practices, and global best practices for risk management frameworks.
What you’ll do
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Design controls across trading, operations and finance to ensure compliance
with internal policy.
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Conduct RCSAs and prepare evidence of control framework compliance for
senior management and Board.
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Prepare evidence of control framework compliance for internal and external
audits.
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Work closely with the trading team, compliance officers, and other relevant
departments to ensure effective coordination and communication regarding
risk management activities.
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Collaborate with IT and data teams to enhance risk management systems,
tools, and data analysis capabilities.
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Provide training and support to staff members on trading risk management
practices and procedures.
What you need to have
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Bachelor's degree in finance, economics, business or a related field.
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Proven experience (4-7 years) in operational risk management or business
controls within a financial services organization, preferably in the stockbroking
industry.
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Strong knowledge of financial markets, trading practices, and global risk
management best practices.
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Familiarity with Australian regulatory requirements related to trading activities
(e.g., ASIC regulations).
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Excellent analytical and problem-solving skills with the ability to interpret
complex data and identify trends and patterns.
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Proficient in using risk management systems and tools, as well as advanced
spreadsheet and data analysis software.
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Strong communication and interpersonal skills with the ability to effectively
collaborate with cross-functional teams.
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Ability to work under pressure, prioritize tasks, and meet tight deadlines.
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Attention to detail and a high level of integrity and professionalism.
What we offer
We offer competitive remuneration packages and opportunities for professional growth within a dynamic and supportive work environment.
Are you ready to accelerate your career with us? We'd love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
