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Perpetual

Risk & Compliance Manager

Posted 3 Days Ago
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In-Office
Sydney, New South Wales
Senior level
In-Office
Sydney, New South Wales
Senior level
The Risk & Compliance Manager will support the implementation of a Risk & Compliance Framework, monitor regulatory developments, manage breaches, and prepare compliance reporting.
The summary above was generated by AI
  • 12‑month max term opportunity supporting a critical Asset Management risk and compliance function

  • High‑impact role partnering closely with senior leaders across Perpetual Asset Management Australia

  • Operate at the intersection of regulation, risk and commercial outcomes within a leading funds management business

Perpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia, currently consisting of 11 leading brands across three distinct businesses: Asset Management, Wealth Management and Corporate Trust.  

A global multi-boutique asset management business offering an extensive range of specialist investment capabilities through seven boutiques and brands in key regions globally. Within Australia, Perpetual and Pendal have a broad range of capabilities across Australian and global equities, credit, fixed income, multi-asset and ESG. We have a growing presence in the US, UK and Europe through our brands Barrow Hanley, Trillium, JO Hambro, Regnan and TSW.

About the role

The Risk & Compliance Manager supports Perpetual Asset Management Australia (PAMA) in operating an effective Risk and Compliance Framework, enabling the business to execute its strategy in line with regulatory requirements and the Perpetual Limited Board Risk Appetite.

This is a 12‑month max term contract, offering the opportunity to make an immediate and meaningful impact across Risk and Compliance while partnering closely with business leaders and senior governance forums.

Working across regulatory change, compliance monitoring, breach management, and licence obligations, you will play a hands‑on role supporting the business to manage risk effectively while achieving commercial outcomes.

Key responsibilities:

  • Support the implementation and ongoing operation of PAMA’s Risk & Compliance Framework

  • Monitor and assess regulatory developments, supporting business implementation and responses to regulators

  • Maintain and enhance compliance policies, plans, training programs and monitoring activities

  • Manage breach assessments, reporting and root cause analysis, including preparation of regulator submissions

  • Maintain registered scheme compliance plans, including annual reviews and external audit coordination

  • Prepare risk and compliance reporting for Committees and Boards, and oversee AFSL obligations and licence management

About you

We’re looking for someone with:

  • Undergraduate qualification in Business, Finance, Legal or a related discipline

  • 6+ years’ experience in risk, compliance or legal roles within financial services

  • Strong experience reviewing compliance with applicable laws, regulations, and standards

  • Demonstrated ability to analyse issues, identify root causes, and recommend effective remediation

  • Experience advising business stakeholders on managing risk in a practical and commercial manner

  • Excellent written, verbal and stakeholder engagement skills, with strong attention to detail

  • A proactive, resilient mindset with the ability to manage multiple priorities and work to tight deadlines

How we work  

Our unique culture is underpinned by our three organisational behaviours, Stretch, Own it, Make an impact which drive our approach of day-to-day interactions with colleagues and clients, the way we approach decision-making to the questions we ask and the problems we solve.

Employee benefits

  • Work from anywhere in Australia for up to one month each year

  • An annual allowance to empower you to prioritise your personal wellbeing

  • Study support and commitment to supporting professional development

Diversity and inclusion

  • Strong commitment to all aspects of Diversity and Inclusion through a robust 7 pillar strategy

  • A growing number of employee-led networks who work to raise awareness and drive continued change

  • We support over 50 First Nations Communities, helping to secure the communities' future.  We encourage applications from Aboriginal and Torres Strait Islander People

We’re committed to creating an inclusive workplace where diversity is celebrated. No matter your background or circumstances, we aim to provide an environment where you can thrive.

Top Skills

Compliance Frameworks
Financial Services
Regulatory Monitoring
Risk Management

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