Stake Logo

Stake

Senior Risk and Compliance Manager

Reposted 21 Days Ago
Be an Early Applicant
In-Office
Sydney, New South Wales, AUS
Senior level
In-Office
Sydney, New South Wales, AUS
Senior level
The Senior Risk and Compliance Manager will develop and implement risk frameworks, enhance trading experiences, and ensure regulatory compliance while working cross-functionally within a fast-paced environment.
The summary above was generated by AI
Senior Risk & Compliance ManagerAbout Stake

We’re an Australian investing platform that helps ambitious people confidently grow their wealth. By offering seamless, immersive access to ASX and Wall St, we’ve empowered a new wave of investors. Today, we have 750,000+ customers and more than A$8B under administration. Join us as we continue to reshape the financial industry, inspire investor confidence and unleash the investor in everyone.

About the role

We are looking for a Senior Risk & Compliance Manager to join our Legal, Risk & Compliance team in Sydney.

At Stake, risk isn't a gatekeeper. It's a critical part of how we build, innovate and scale. As a product and engineering-led business operating in a highly regulated environment, we believe strong risk management creates better customer experiences, enables faster decision-making and supports sustainable growth.

This role sits at the centre of that philosophy. You'll work closely with leaders across Product, Engineering, Operations and Customer teams to ensure risk and compliance frameworks are embedded into how the business operates every day. From launching new products and strengthening operational resilience to managing incidents and improving governance, you'll help shape how Stake balances innovation with customer protection.

As a senior member of the Legal, Risk & Compliance team, you'll play a key role in evolving Stake's risk operating model as we continue to scale across products, markets and regulatory environments. This is a highly visible role with significant influence across the organisation and the opportunity to build risk capabilities that support the next phase of Stake's growth. We work hybrid spending 3 days in our beautiful, dog-friendly Sydney office.

What success looks like

Within your first two years, you'll have:

  • Strengthened Stake's risk and compliance operating model, ensuring frameworks translate into practical, effective and measurable business outcomes
  • Embedded robust risk management practices across Product, Engineering, Operations and Customer teams, helping risk become part of everyday decision-making
  • Established clear ownership, governance and accountability across key risk, compliance and control activities
  • Improved the quality and visibility of risk data through enhanced reporting, GRC tooling and stronger control governance
  • Built effective incident management and operational resilience capabilities that improve preparedness, response and organisational learning
  • Enhanced product, trading and operational risk governance, ensuring new initiatives are assessed, challenged and launched with confidence
  • Helped strengthen fraud, scam prevention and financial crime controls through proactive risk management and cross-functional collaboration
  • Built trusted partnerships across the business, becoming a valued adviser on risk, compliance and strategic decision-making
You'll thrive here if…
  • You have significant experience in risk and compliance roles within a trading broker, financial markets, fintech or similarly regulated environment
  • You combine strong technical expertise with commercial judgement and understand how to balance risk management with business growth
  • You have experience designing, implementing and scaling risk frameworks, governance processes and control environments
  • You enjoy solving complex problems and can move comfortably between strategic thinking and hands-on execution
  • You communicate clearly, influence effectively and build strong relationships across a broad range of stakeholders
  • You thrive in fast-moving environments where ambiguity exists and ownership is expected
Bonus if you've ever
  • Implemented or optimised GRC platforms and risk management tooling in a high-growth business
  • Built or managed assurance testing, control monitoring or RCSA programs
  • Led responses to significant incidents, outages, regulatory reviews or remediation programs
  • Worked closely with product and engineering teams to embed risk management into technology delivery processes
  • Managed complaints, AFCA matters or regulatory interactions within a financial services environment
Benefits of working at Stake

You’ll have the opportunity to work with autonomy while learning from some of the best talent in the industry, playing a meaningful role in building a company that has loads of positive momentum and excitement around it. Having said that, we also have perks. Please see on our Careers website the list of benefits under our Grow with Stake program.

  • Professional development allowance
  • Up to 16 weeks of paid parental leave
  • Childcare allowance
  • Wellbeing support
  • Annual leave swap days
  • Discretionary performance bonus
  • Stake products: SMSF 30% discount on yearly membership fee, $295 AUD annual trading credit and Stake Black account
So what happens next?

Once we've received your application, we'll give it the attention it deserves and if we think you’d be a good addition to our team, we’ll give you a call and from there, you'll cruise through our recruitment process.

To all recruitment agencies: Stake does not accept agency resumes. Please do not forward resumes to our jobs alias or directly to Stake employees. Stake is not responsible for any fees related to unsolicited resumes.

HQ

Stake Sydney, New South Wales, AUS Office

Sydney, New South Wales, Australia, 2022

Similar Jobs

13 Days Ago
In-Office
Sydney, New South Wales, AUS
Senior level
Senior level
Fintech • Software • Financial Services
Lead design and uplift of AMP's financial crime compliance and assurance framework. Provide independent 2LoD oversight, risk-based assurance, control testing, thematic reviews, incident and remediation management, regulatory reporting (including AUSTRAC/FATCA/CRS), and advisory support to senior leadership and governance forums to strengthen controls and regulatory credibility.
16 Days Ago
Hybrid
Sydney, New South Wales, AUS
Senior level
Senior level
Fintech • Mobile • Payments • Software • Financial Services
This role involves ensuring compliance with FinCrime regulations, managing risks, conducting gap analyses, and leading audits for Wise's products in AU/NZ.
Top Skills: Fincrime Regulatory RequirementsRisk Management Frameworks
Mid level
Fintech • Information Technology • Financial Services
The role supports BlackRock's private market capital formation by developing client materials, managing pipeline activities, identifying capital raising opportunities, and contributing to strategy narratives and fund launches.

What you need to know about the Sydney Tech Scene

From opera to comedy shows, the Sydney Opera House hosts more than 1,600 performances a year, yet its entertainment sector isn't the only one taking center stage. The city's tech sector has earned a reputation as one of the fastest-growing in the region. More specifically, its IT sector stands out as the country's third-largest, growing at twice the rate of overall employment in the past decade as businesses continue to digitize their operations to stay competitive.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account