The Senior Compliance Officer will oversee compliance functions, ensure adherence to regulatory standards, manage relationships with regulators, and support compliance training and auditing processes.

Drive ETF distribution sales across GWM and digital channels, manage client segments, support account managers, contribute to product development, maintain product and market knowledge, and meet sales targets while ensuring compliance.

Manage APAC separately managed account (SMA) portfolio events and day-to-day operational client servicing. Coordinate cross-functional teams for transitions, custodian interactions, implementation oversight, operational queries, due diligence, and post-event reviews. Ensure timelines, resolve issues, and maintain high client service standards.